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JERRY L SMITH
JERRY LOYD SMITH, JERRY SMITH
CRD#: 2883864
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WEATHERFORD, TX
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 TWO DESTINY WAY
WESTLAKE, TX 76262
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - 2024 (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1997 - 2016 (19 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2006 - 2016 (10 years)
Disclosure(s)
View By:
7/14/1992
Criminal
Final Disposition
License(s)

State Registrations

B
Colorado 1/6/2025

B
North Carolina 1/6/2025

B
Florida 1/6/2025

B
Rhode Island 1/8/2025

B
Kentucky 1/6/2025

B
Texas 6/14/2024

B
Massachusetts 1/6/2025

IA
Texas 6/27/2024

B
New Hampshire 1/7/2025

B
Utah 1/7/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WEATHERFORD, TX
TWO DESTINY WAY, WESTLAKE, TX 76262-8100
Registered with this firm since 6/27/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
TWO DESTINY WAY, WESTLAKE, TX 76262
WEATHERFORD, TX
Registered with this firm since 4/30/2024

Previous Registration(s)
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B
04/07/2018 - 04/03/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
IA
03/07/2006 - 10/12/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) WESTLAKE, TX
B
08/13/1997 - 10/07/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.