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Detailed Report
Elizabeth Ann McGeachy
ELIZABETH GASKILL, LIZ GASKILL, Elizabeth C Gaskill, Elizabeth Cashwell Gaskill
CRD#: 2882995
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE REGIONAL
CHARLOTTE, NC 28262
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2021 - 2023 (2 years)2 FIRMS2024 - Present (1 year)BNUVEEN INVESTMENTS (CRD# 469)1999 - 2002 (3 years)BJOHN NUVEEN & CO., INCORPORATED (CRD# 469)1998 - 1998 (<1 year)
License(s)

State Registrations

B
North Carolina 1/2/2024
B
South Carolina 1/8/2024
IA
North Carolina 1/2/2024
B
Virginia 1/2/2024
B
Pennsylvania 1/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 1/2/2024
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
8500 ANDREW CARNEGIE BLVD. CHARLOTTE REGIONAL, CHARLOTTE, NC 28262
Charlotte, NC
Registered with this firm since 1/2/2024
Previous Registration(s)
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IA
 11/30/2021 - 12/06/2023 STEPHENS (CRD#:3496) CHARLOTTE, NC
B
 10/04/2021 - 12/06/2023 STEPHENS (CRD#:3496) CHARLOTTE, NC
B
 04/24/1999 - 04/22/2002 NUVEEN INVESTMENTS (CRD#:469) CHICAGO, IL
B
 01/01/1998 - 09/09/1998 JOHN NUVEEN & CO., INCORPORATED (CRD#:469) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.