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ROMAN DARWIN JONES
CRD#: 2882850
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 7940 WEST RIFLEMAN ST, STE 140
BOISE, ID 83704
BOISE, ID 83704
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 7940 WEST RIFLEMAN ST, STE 140
BOISE, ID 83704
BOISE, ID 83704
0
Disclosures
26
Years of Experience
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State Registrations
B
Arizona 12/2/2008
B
Oregon 10/27/2010
IA
Colorado 7/13/2018
B
Texas 12/5/2011
B
Idaho 1/2/2009
IA
Texas 7/13/2018
IA
Idaho 7/13/2018
B
Utah 8/29/2006
B
Massachusetts 12/2/2010
IA
Utah 7/13/2018
B
Montana 10/27/2010
B
Washington 12/2/2008
B
Nevada 12/7/2012
B
Wyoming 1/2/2009
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/13/2018
B
Registered with this firm since 8/29/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2008 - 07/13/2018 | BOISE, ID | |
B | 05/31/2006 - 08/09/2006 | TAYLORSVILLE, UT | |
B | 03/30/2004 - 06/01/2006 | SMITHFIELD, RI | |
B | 04/12/2002 - 01/08/2004 | DULUTH, GA | |
B | 04/10/1998 - 04/12/2002 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.