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Detailed Report
ROMAN DARWIN JONES
CRD#: 2882850
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 7940 WEST RIFLEMAN ST, STE 140
BOISE, ID 83704
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 7940 WEST RIFLEMAN ST, STE 140
BOISE, ID 83704
Registration History
199820002002200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - Present (18 years)BXCU CAPITAL CORPORATION, INC. (CRD# 19899)2006 - 2006 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2004 - 2006 (2 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2004 (1 year)BWMA SECURITIES, INC. (CRD# 32625)1998 - 2002 (4 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2008 - 2018 (10 years)
License(s)

State Registrations

B
Arizona 12/2/2008
B
Oregon 10/27/2010
IA
Colorado 7/13/2018
B
Texas 12/5/2011
B
Idaho 1/2/2009
IA
Texas 7/13/2018
IA
Idaho 7/13/2018
B
Utah 8/29/2006
B
Massachusetts 12/2/2010
IA
Utah 7/13/2018
B
Montana 10/27/2010
B
Washington 12/2/2008
B
Nevada 12/7/2012
B
Wyoming 1/2/2009

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
7940 WEST RIFLEMAN ST, STE 140, BOISE, ID 83704
EAGLE, ID
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
7940 WEST RIFLEMAN ST, STE 140, BOISE, ID 83704
EAGLE, ID
Registered with this firm since 8/29/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/18/2008 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) BOISE, ID
B
 05/31/2006 - 08/09/2006 XCU CAPITAL CORPORATION, INC. (CRD#:19899) TAYLORSVILLE, UT
B
 03/30/2004 - 06/01/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
 04/12/2002 - 01/08/2004 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
B
 04/10/1998 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.