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John David Sheehan
DAVID SHEEHAN
CRD#: 2882459
IA
B
LPL FINANCIAL LLCCRD#: 6413 407A E. RUSSELL AVE, STE 5
WARRENSBURG, MO 64093
WARRENSBURG, MO 64093
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arizona 3/6/2025
IA
Massachusetts 3/6/2025
IA
Arizona 3/6/2025
B
Missouri 3/6/2025
B
Arkansas 3/6/2025
IA
Missouri 3/6/2025
IA
Arkansas 3/6/2025
B
Oklahoma 3/6/2025
B
Colorado 3/6/2025
IA
Oklahoma 3/6/2025
IA
Colorado 3/6/2025
B
Pennsylvania 3/6/2025
B
Florida 6/3/2019
IA
Pennsylvania 3/6/2025
IA
Florida 3/6/2025
B
South Carolina 3/6/2025
B
Indiana 3/6/2025
IA
South Carolina 3/6/2025
IA
Indiana 3/6/2025
B
Texas 3/6/2025
B
Iowa 3/6/2025
IA
Texas 3/6/2025
IA
Iowa 3/6/2025
B
Virginia 3/6/2025
B
Kansas 3/6/2025
IA
Virginia 3/6/2025
IA
Kansas 3/6/2025
B
Washington 3/6/2025
B
Massachusetts 3/6/2025
IA
Washington 3/6/2025
SRO Registrations
B
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IA
Registered with this firm since 3/6/2025
B
Registered with this firm since 3/6/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/03/2019 - 03/06/2025 | WARRENSBURG, MO | |
B | 06/03/2019 - 03/06/2025 | WARRENSBURG, MO | |
IA | 12/15/2015 - 05/17/2019 | Warrensburg, MO | |
B | 05/28/1997 - 05/17/2019 | WARRENSBURG, MO | |
IA | 09/02/2005 - 12/15/2015 | WARRENSBURG, MO | |
IA | 04/12/2004 - 09/02/2005 | FORT WORTH, TX | |
IA | 11/20/2003 - 04/12/2004 | WARRENSBURG, MO |
FORT WORTH, TX
04/12/2004 - 09/02/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.