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Detailed Report
VINCENT JOSEPH AIMETTI
CRD#: 2882255
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 433 PLAZA REAL
SUITE 335
BOCA RATON, FL 33432
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2010 - 2017 (6 years)IAESI FINANCIAL ADVISORS (CRD# 265)2021 - Present (3 years)BEQUITY SERVICES, INC. (CRD# 265)2017 - Present (7 years)BEQUITY SERVICES, INC. (CRD# 265)2008 - 2010 (1 year)BEQUITY SERVICES, INC. (CRD# 265)2002 - 2007 (4 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1997 - 2002 (4 years)IAESI FINANCIAL ADVISORS (CRD# 265)2017 - 2019 (2 years)IAESI FINANCIAL ADVISORS (CRD# 265)2009 - 2010 (1 year)
License(s)

State Registrations

B
Connecticut 4/25/2017
IA
Florida 4/5/2021
B
Florida 11/15/2017
B
New York 4/25/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
433 PLAZA REAL SUITE 335, BOCA RATON, FL 33432
Registered with this firm since 4/5/2021
B
EQUITY SERVICES, INC. (CRD#:265)
433 PLAZA REAL SUITE 335, BOCA RATON, FL 33432
Registered with this firm since 4/25/2017
Previous Registration(s)
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IA
 04/25/2017 - 12/31/2019 ESI FINANCIAL ADVISORS (CRD#:265) WEST PALM BEACH, FL
IA
 08/11/2010 - 03/02/2017 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) WILTON, CT
B
 08/11/2010 - 03/02/2017 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) WILTON, CT
IA
 08/11/2009 - 08/06/2010 ESI FINANCIAL ADVISORS (CRD#:265) WILTON, CT
B
 10/30/2008 - 08/06/2010 EQUITY SERVICES, INC. (CRD#:265) WILTON, CT
IA
 02/09/2007 - 10/15/2008 SIGNATOR INVESTORS, INC. (CRD#:468) NEW YORK, NY
B
 01/26/2007 - 10/15/2008 SIGNATOR INVESTORS, INC. (CRD#:468) NEW YORK, NY
B
 04/01/2002 - 01/30/2007 EQUITY SERVICES, INC. (CRD#:265) NEW YORK, NY
B
 06/26/1997 - 03/28/2002 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.