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Ricardo Bruce Lee
BRUCE RICARDO LEE, RICARDO BRUCE LEE
CRD#: 2881859
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2983 ST RTE 35
HAZLET, NJ 07730
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2002 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)BIFMG SECURITIES, INC. (CRD# 14416)2004 - 2006 (1 year)BS. B. CANTOR & CO., INC. (CRD# 1384)2002 - 2003 (<1 year)BGRAYSON FINANCIAL LLC (CRD# 11764)2001 - 2002 (<1 year)BHORNBLOWER & WEEKS, INC. (CRD# 4683)2000 - 2001 (<1 year)BWHALE SECURITIES CO., L.P. (CRD# 13516)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Arizona 1/9/2025

IA
New Jersey 12/19/2017

B
California 10/1/2012

B
New York 10/1/2012

B
Connecticut 10/1/2012

B
Pennsylvania 10/15/2018

B
Delaware 10/16/2018

B
Tennessee 9/27/2021

B
Florida 10/1/2012

B
Texas 1/9/2025

B
Nevada 10/11/2018

IA
Texas 1/16/2025

B
New Jersey 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2983 ST RTE 35, HAZLET, NJ 07730
Registered with this firm since 12/19/2017

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2983 ST RTE 35, HAZLET, NJ 07730
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/20/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HAZLET, NJ
B
10/21/2004 - 09/21/2006 IFMG SECURITIES, INC. (CRD#:14416) FLUSHING, NY
B
10/24/2002 - 04/17/2003 S. B. CANTOR & CO., INC. (CRD#:1384) NEW YORK, NY
B
02/26/2002 - 10/25/2002 PARK CAPITAL SECURITIES, LLC (CRD#:104206)
FINRA expelled the firm on 09/29/2005
NEW YORK, NY
B
01/30/2002 - 02/25/2002 GRAYSON FINANCIAL LLC (CRD#:11764)
FINRA expelled the firm on 10/23/2006
RED BANK, NJ
B
02/09/2001 - 01/23/2002 GRAYSON FINANCIAL LLC (CRD#:11764)
FINRA expelled the firm on 10/23/2006
RED BANK, NJ
B
12/04/2000 - 03/06/2001 HORNBLOWER & WEEKS, INC. (CRD#:4683)
FINRA expelled the firm on 05/20/2003
NEW YORK, NY
B
07/05/2000 - 11/22/2000 WHALE SECURITIES CO., L.P. (CRD#:13516) NEW YORK, NY
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Broker
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Disclosures
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