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SCOTT LAWRENCE CANTOR
CRD#: 2881471
IA
Investment Adviser
B
Broker
ARETE WEALTH ADVISORS, LLCCRD#: 145488 425 Broadhollow RD. Suite 325
Melville, NY 11747
ARETE WEALTH MANAGEMENT, LLCCRD#: 44856 425 Broadhollow RD. Suite 325
Melville, NY 11747
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2016 - 2022 (5 years)BSOVEREIGN GLOBAL ADVISORS LLC (CRD# 167663)2014 - 2016 (2 years)BSAXONY SECURITIES, INC. (CRD# 115547)2009 - 2013 (4 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2007 - 2009 (2 years)BCAPITAL SECURITIES OF AMERICA,... (CRD# 36405)2005 - 2007 (1 year)BSCHONFELD SECURITIES, LLC (CRD# 23304)1997 - 2002 (5 years)IANATIONAL ASSET MANAGEMENT, INC. (CRD# 115927)2017 - 2022 (5 years)IASOVEREIGN GLOBAL ADVISORS, LLC (CRD# 167663)2016 - 2016 (<1 year)
Disclosure(s)
View By:
11/25/2013
Employment Separation After Allegations
11/12/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 7/20/2022

B
New Jersey 7/20/2022

B
California 7/20/2022

IA
New Jersey 7/20/2022

B
Florida 7/20/2022

B
New York 7/20/2022

B
Massachusetts 8/17/2022

IA
New York 7/20/2022

B
Minnesota 8/1/2022

B
Texas 7/20/2022

B
Missouri 7/20/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARETE WEALTH ADVISORS, LLC (CRD#:145488)
425 Broadhollow RD. Suite 325, Melville, NY 11747
Registered with this firm since 7/20/2022

B
ARETE WEALTH MANAGEMENT, LLC (CRD#:44856)
425 Broadhollow RD. Suite 325, Melville, NY 11747
Registered with this firm since 7/20/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/31/2017 - 07/21/2022 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) MELVILLE, NY
B
11/18/2016 - 07/21/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) MELVILLE, NY
IA
09/13/2016 - 11/30/2016 SOVEREIGN GLOBAL ADVISORS, LLC (CRD#:167663) Mount Sinai, NY
B
05/13/2014 - 11/30/2016 SOVEREIGN GLOBAL ADVISORS LLC (CRD#:167663) DENVER, CO
B
10/12/2009 - 12/03/2013 SAXONY SECURITIES, INC. (CRD#:115547) ST. LOUIS, MO
B
03/01/2007 - 10/13/2009 WUNDERLICH SECURITIES, INC. (CRD#:2543) MELVILLE, NY
B
11/11/2005 - 03/01/2007 CAPITAL SECURITIES OF AMERICA, INC. (CRD#:36405) MELVILLE, NY
B
05/14/1997 - 06/10/2002 SCHONFELD SECURITIES, LLC (CRD#:23304) JERICHO, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.