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Detailed Report
MILTON LLEWELLYN SMITH JR
PETER SMITH JR, PETER SMITH
CRD#: 2881225
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 31
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 ATLANTA, GA
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 1999 (<1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - Present (24 years)BCRESTAR SECURITIES CORPORATION (CRD# 17464)1999 - 2000 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 1999 (<1 year)BFIN-ATLANTIC SECURITIES, INC. (CRD# 25523)1997 - 1997 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - 2016 (4 years)
License(s)

State Registrations

B
Alabama 5/26/2000
B
Montana 5/26/2000
B
Alaska 5/26/2000
B
Nebraska 5/26/2000
B
Arizona 5/26/2000
B
Nevada 5/26/2000
B
Arkansas 5/26/2000
B
New Hampshire 5/26/2000
B
California 5/26/2000
B
New Jersey 5/26/2000
B
Colorado 5/26/2000
B
New Mexico 5/26/2000
B
Connecticut 5/26/2000
B
New York 5/26/2000
B
Delaware 5/26/2000
B
North Carolina 5/26/2000
B
District of Columbia 5/26/2000
B
North Dakota 5/26/2000
B
Florida 5/26/2000
B
Ohio 5/26/2000
B
Georgia 5/26/2000
B
Oklahoma 5/26/2000
IA
Georgia 9/19/2016
B
Oregon 5/26/2000
B
Hawaii 5/26/2000
B
Pennsylvania 5/26/2000
B
Idaho 5/26/2000
B
Puerto Rico 5/26/2000
B
Illinois 5/26/2000
B
Rhode Island 5/26/2000
B
Indiana 5/26/2000
B
South Carolina 5/26/2000
B
Iowa 5/26/2000
B
South Dakota 5/26/2000
B
Kansas 5/26/2000
B
Tennessee 5/26/2000
B
Kentucky 5/26/2000
B
Texas 5/26/2000
B
Louisiana 5/26/2000
IA
Texas 5/12/2017
IA
Louisiana 12/11/2020
B
Utah 5/26/2000
B
Maine 5/26/2000
B
Vermont 5/26/2000
B
Maryland 5/26/2000
B
Virginia 5/26/2000
B
Massachusetts 5/26/2000
B
Washington 5/26/2000
B
Michigan 5/26/2000
B
West Virginia 5/26/2000
B
Minnesota 5/26/2000
B
Wisconsin 5/26/2000
B
Mississippi 5/26/2000
B
Wyoming 5/26/2000
B
Missouri 5/26/2000

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 31, ATLANTA, GA 30308
Registered with this firm since 9/19/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
ATLANTA, GA
303 PEACHTREE ST, NE FL 31, ATLANTA, GA 30308
Registered with this firm since 5/26/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/05/2012 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 09/17/1999 - 05/26/2000 CRESTAR SECURITIES CORPORATION (CRD#:17464) RICHMOND, VA
B
 07/29/1999 - 09/17/1999 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 06/04/1999 - 06/25/1999 MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (CRD#:7404) NEW YORK, NY
B
 06/30/1998 - 05/13/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 11/25/1997 - 12/22/1997 FIN-ATLANTIC SECURITIES, INC. (CRD#:25523) JUPITER, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.