Individual Firm
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LLOYD JAY GOLD
CRD#: 2881177
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 50 CHARLES LINDBERGH BLVD
STE 420
UNIONDALE, NY 11553
STE 420
UNIONDALE, NY 11553
CETERA ADVISOR NETWORKS LLCCRD#: 13572 50 CHARLES LINDBERGH BLVD
SUITE 420
UNIONDALE, NY 11553
SUITE 420
UNIONDALE, NY 11553
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
California 8/10/2023
B
New York 8/10/2023
B
Colorado 10/17/2024
IA
New York 8/10/2023
B
Connecticut 8/10/2023
B
Texas 8/10/2023
B
Delaware 8/28/2023
IA
Texas 8/10/2023
B
Florida 8/11/2023
B
Wisconsin 8/10/2023
B
New Jersey 8/10/2023
SRO Registrations
B
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IA
Registered with this firm since 8/10/2023
B
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2021 - 08/10/2023 | UNIONDALE, NY | |
B | 01/14/2014 - 08/10/2023 | UNIONDALE, NY | |
IA | 11/09/2017 - 12/31/2018 | UNIONDALE, NY | |
B | 06/08/2004 - 01/22/2014 | UNIONDALE, NY | |
B | 06/18/1997 - 06/09/2004 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.