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TIMOTHY ROBERT SUTTON
TIM ROBERT SUTTON
CRD#: 2881011
IA
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BAKER TILLY WEALTH MANAGEMENT, LLCCRD#: 167811 8365 KEYSTONE CROSSING
STE 300
INDIANAPOLIS, IN 46240
STE 300
INDIANAPOLIS, IN 46240
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Indiana 12/23/2020
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Registered with this firm since 12/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2019 - 12/26/2020 | INDIANAPOLIS, IN | |
IA | 03/23/2017 - 03/29/2019 | INDIANAPOLIS, IN | |
IA | 11/09/2011 - 05/12/2015 | INDIANAPOLIS, IN | |
B | 11/09/2011 - 05/12/2015 | INDIANAPOLIS, IN | |
IA | 10/19/2010 - 12/02/2011 | INDIANAPOLIS, IN | |
B | 10/19/2010 - 12/02/2011 | INDIANAPOLIS, IN | |
IA | 10/16/2008 - 09/20/2010 | INDIANAPOLIS, IN | |
B | 12/19/2005 - 09/20/2010 | INDIANAPOLIS, IN | |
B | 09/23/2005 - 01/05/2006 | WESTLAKE, TX | |
B | 04/13/2005 - 10/06/2005 | JERSEY CITY, NJ | |
B | 03/16/2005 - 04/06/2005 | PURCHASE, NY | |
B | 12/16/2003 - 01/19/2005 | WESTLAKE, TX | |
B | 05/10/1999 - 12/09/2003 | ST. LOUIS, MO | |
B | 01/04/1999 - 01/11/1999 | CLEVELAND, OH | |
B | 08/03/1998 - 01/04/1999 | PURCHASE, NY | |
B | 05/26/1998 - 08/03/1998 | ||
B | 06/11/1997 - 06/10/1998 | CLEVELAND, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.