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MAUREEN E EVANS
MAUREEN EDITH EVANS, MAUREEN EVANS, MAUREEN E LORIN, MAUREEN EDITH LORIN
CRD#: 2880381
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2008 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2000 (2 years)
Disclosure(s)
View By:
7/14/2015
Judgment / Lien
10/27/2014
Judgment / Lien
License(s)

State Registrations

B
Florida 11/12/2024

IA
Michigan 12/16/2011

B
Michigan 12/16/2011

IA
Texas 12/16/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Roseville, MI
Registered with this firm since 12/16/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Roseville, MI
Registered with this firm since 12/16/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2011 - 12/19/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
B
03/31/2011 - 12/19/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
IA
10/14/2009 - 04/07/2010 J.P.MORGAN SECURITIES INC. (CRD#:79) BLOOMFIELD HLLS, MI
B
04/03/2009 - 04/07/2010 J.P. MORGAN SECURITIES INC. (CRD#:79) BLOOMFIELD HLLS, MI
B
05/29/2002 - 12/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ANN ARBOR, MI
B
10/21/1998 - 10/13/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.