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TRACY E WILSON
CRD#: 2880269
IA
B
MORGAN STANLEYCRD#: 149777 WINDMERE FINANCIAL CENTER
4705 SOUTH APOPKA VINELAND ROAD, SUITE 202
ORLANDO, FL 32819
4705 SOUTH APOPKA VINELAND ROAD, SUITE 202
ORLANDO, FL 32819
0
Disclosures
25
Years of Experience
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State Registrations
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Alabama 10/23/2012
B
Nebraska 10/12/2022
B
Alaska 10/10/2022
B
Nevada 12/13/2013
B
Arizona 6/1/2009
B
New Hampshire 10/4/2022
B
Arkansas 12/2/2015
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 8/3/2018
B
Colorado 1/27/2011
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 10/10/2022
B
North Dakota 10/12/2022
B
District of Columbia 10/10/2022
B
Ohio 2/20/2014
B
Florida 6/1/2009
B
Oklahoma 10/12/2022
IA
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Hawaii 1/27/2011
B
Puerto Rico 10/12/2022
B
Idaho 8/16/2022
B
Rhode Island 6/1/2009
B
Illinois 6/1/2009
B
South Carolina 10/23/2012
B
Indiana 10/23/2012
B
South Dakota 10/12/2022
B
Iowa 10/10/2022
B
Tennessee 7/14/2016
B
Kansas 10/10/2022
B
Texas 6/1/2009
B
Kentucky 2/20/2014
IA
Texas 1/27/2011
B
Louisiana 10/23/2012
B
Utah 1/22/2020
B
Maine 2/20/2014
B
Vermont 4/11/2014
B
Maryland 10/23/2012
B
Virgin Islands 10/12/2022
B
Massachusetts 2/12/2019
B
Virginia 6/1/2009
B
Michigan 10/23/2012
B
Washington 10/23/2012
B
Minnesota 1/18/2019
B
West Virginia 10/12/2022
B
Mississippi 10/23/2012
B
Wisconsin 10/23/2012
B
Missouri 10/12/2022
B
Wyoming 10/12/2022
B
Montana 10/12/2022
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/16/2009 - 06/01/2009 | ORLANDO, FL | |
B | 03/06/2009 - 06/01/2009 | ORLANDO, FL | |
IA | 01/18/2008 - 03/11/2009 | ORLANDO, FL | |
B | 03/08/2006 - 03/11/2009 | ORLANDO, FL | |
B | 03/10/2000 - 03/08/2006 | ORLANDO, FL | |
B | 07/22/1999 - 03/09/2000 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.