Individual Firm
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DOUGLAS G ANDERSON
Douglas Gerard Anderson
CRD#: 2879630
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
ST. PETERSBURG, FL 33716
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 880 CARILLON PARKWAY
ST PETERSBURG, FL 33716
ST PETERSBURG, FL 33716
0
Disclosures
27
Years of Experience
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State Registrations
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Florida 11/12/2018
IA
Florida 11/13/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/13/2018
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Registered with this firm since 1/4/2019
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Registered with this firm since 11/12/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2018 - 10/30/2018 | St. Petersburg, FL | |
B | 05/22/2018 - 10/30/2018 | ST. PETERSBURG, FL | |
IA | 09/26/2017 - 03/08/2018 | SAINT LOUIS, MO | |
B | 04/28/2000 - 03/08/2018 | TAMPA, FL | |
B | 05/08/1997 - 03/23/2000 | SOMERSET, NJ |
ST. PETERSBURG, FL
05/22/2018 - 10/30/2018
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.