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Detailed Report
ALISON LEIGH BRANDT
ALISON L BRANDT, ALISON BRANDT MEADE
CRD#: 2876957
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3030 WARRENVILLE RD
STE 420
LISLE, IL 60532-1000
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - Present (27 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1997 - 2006 (9 years)
License(s)

State Registrations

B
Arizona 4/28/2003
B
Nevada 10/25/2024
B
Arkansas 4/19/2018
B
New York 4/5/2017
B
California 1/24/2005
B
North Carolina 6/18/2015
B
Colorado 10/7/2016
B
Ohio 2/18/2004
B
District of Columbia 5/11/2021
B
Oregon 10/7/2016
B
Florida 2/26/2009
B
Pennsylvania 11/9/2023
B
Georgia 8/2/2000
B
South Carolina 2/10/2005
B
Illinois 6/30/1997
B
South Dakota 9/20/2019
IA
Illinois 12/4/1997
B
Tennessee 3/11/2021
B
Indiana 10/7/2016
B
Texas 6/21/2012
B
Iowa 2/22/2019
IA
Texas 7/12/2012
B
Michigan 11/8/2012
B
Virginia 4/4/2012
B
Minnesota 10/13/2016
B
Washington 11/14/2019
B
Nebraska 10/7/2016
B
Wisconsin 7/10/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3030 WARRENVILLE RD STE 420, LISLE, IL 60532-1000
St Charles, IL
Registered with this firm since 12/4/1997
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3030 WARRENVILLE RD STE 420, LISLE, IL 60532-1000
St Charles, IL
Registered with this firm since 6/30/1997
Previous Registration(s)
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B
 06/30/1997 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.