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Detailed Report
NANCY VERONICA AGUILERA
Veronica Aguilera, Nancy Veronica Gonzales, Veronica Gonzales, NANCY VERONICA RONCHETTI, VERONICA RONCHETTI
CRD#: 2876302
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Investment Adviser
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Previous Broker
FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 Prescott, AZ
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - 2023 (<1 year)IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2024 - Present (<1 year)BBBVA SECURITIES INC. (CRD# 27060)2016 - 2018 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2004 (1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (2 years)IASOUND INCOME STRATEGIES, LLC (CRD# 173272)2023 - 2024 (<1 year)IABBVA WEALTH SOLUTIONS INC. (CRD# 110476)2017 - 2018 (1 year)IACONTANGO CAPITAL ADVISORS, INC. (CRD# 131308)2006 - 2011 (4 years)
License(s)

State Registrations

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Arizona 5/23/2024
Current Registration(s)
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FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083)
Prescott, AZ
Registered with this firm since 5/23/2024
Previous Registration(s)
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 10/18/2023 - 04/08/2024 SOUND INCOME STRATEGIES, LLC (CRD#:173272) Prescott, AZ
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 07/05/2023 - 08/22/2023 EAGLE STRATEGIES LLC (CRD#:110826) Prescott, AZ
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 04/19/2023 - 08/22/2023 NYLIFE SECURITIES LLC (CRD#:5167) Prescott, AZ
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 06/28/2021 - 03/03/2023 ONEAMERICA SECURITIES, INC. (CRD#:4173) Prescott, AZ
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 06/25/2021 - 03/03/2023 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
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 01/31/2019 - 05/06/2021 EDWARD JONES (CRD#:250) PRESCOTT, AZ
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 01/29/2019 - 05/06/2021 EDWARD JONES (CRD#:250) PRESCOTT, AZ
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 08/01/2017 - 12/18/2018 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Prescott, AZ
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 08/01/2016 - 12/18/2018 BBVA SECURITIES INC. (CRD#:27060) PRESCOTT, AZ
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 08/22/2006 - 05/06/2011 CONTANGO CAPITAL ADVISORS, INC. (CRD#:131308) PRESCOTT VALLEY, AZ
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 08/15/2002 - 07/28/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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 04/16/1997 - 06/09/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.