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TIMOTHY OWEN MCGARVEY
TIM MCGARVEY
CRD#: 2875391
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6515 Longshore Loop Ste 400
DUBLIN, OH 43017-2915
DUBLIN, OH 43017-2915
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Alabama 1/29/2019
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Nevada 1/15/2025
B
Alaska 5/23/2013
B
New Hampshire 1/15/2025
B
Arizona 5/23/2013
B
New Jersey 1/31/2024
B
California 5/23/2013
B
New York 5/23/2013
B
Colorado 5/23/2013
B
North Carolina 1/2/2025
B
Florida 5/23/2013
B
Ohio 5/23/2013
B
Georgia 11/6/2024
IA
Ohio 5/23/2013
B
Hawaii 2/2/2021
B
South Carolina 5/23/2013
B
Illinois 5/23/2013
B
Tennessee 5/27/2015
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Indiana 5/23/2013
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Texas 5/23/2013
B
Kansas 11/7/2022
IA
Texas 5/23/2013
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Kentucky 5/23/2013
B
Virginia 5/23/2013
B
Massachusetts 1/31/2020
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Washington 5/23/2013
B
Michigan 5/23/2013
B
West Virginia 1/15/2025
B
Minnesota 5/23/2013
B
Wisconsin 5/7/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 5/23/2013
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Registered with this firm since 5/23/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/12/2005 - 05/24/2013 | DUBLIN, OH | |
B | 12/09/2005 - 05/24/2013 | DUBLIN, OH | |
IA | 03/24/2000 - 12/21/2005 | COLUMBUS, OH | |
B | 11/17/1999 - 12/21/2005 | HARTFORD, CT | |
B | 03/27/1999 - 04/06/2000 | CINCINNATI, OH | |
B | 01/13/1999 - 03/27/1999 | CINCINNATI, OH | |
B | 05/12/1997 - 01/08/1999 | CINCINNATI, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.