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Detailed Report
SUSAN ANN REID
CRD#: 2874828
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 NEWTON, PA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - Present (10 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2005 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2005 (1 year)
License(s)

State Registrations

B
New Jersey 4/24/2014
B
Pennsylvania 8/18/2016
IA
New Jersey 9/23/2014
IA
Pennsylvania 8/18/2016
B
New York 4/24/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
NEWTON, PA
Registered with this firm since 9/23/2014
B
PNC INVESTMENTS (CRD#:129052)
NEWTON, PA
Registered with this firm since 4/24/2014
Previous Registration(s)
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IA
 08/25/2011 - 04/15/2014 LINCOLN INVESTMENT PLANNING, INC (CRD#:519) WYNCOTE, PA
B
 08/25/2011 - 04/15/2014 LINCOLN INVESTMENT (CRD#:519) WYNCOTE, PA
IA
 04/14/2006 - 08/16/2011 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LANGHORNE, PA
B
 04/06/2006 - 08/16/2011 SECURITIES AMERICA, INC. (CRD#:10205) LANGHORNE, PA
IA
 02/11/2004 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) PRINCETON, NJ
B
 04/07/2000 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.