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JOSEPH DAVID MATZA JR
JOSEPH DAVID MATZA
CRD#: 2871649
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 5540 CENTERVIEW DRIVE
SUITE 310
RALEIGH, NC 27606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1997 - 2009 (12 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1997 - 2006 (9 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2001 - 2009 (7 years)
Disclosure(s)
View By:
7/30/2009
Customer Dispute
Settled
License(s)

State Registrations

B
California 11/16/2010

B
New York 2/19/2013

B
Colorado 8/3/2011

B
North Carolina 7/8/2009

B
Connecticut 1/4/2013

IA
North Carolina 7/8/2009

B
Florida 7/8/2009

B
Ohio 7/8/2009

B
Georgia 5/1/2023

B
Pennsylvania 7/8/2009

B
Indiana 8/23/2024

B
Rhode Island 2/13/2019

B
Kentucky 7/8/2009

B
South Carolina 7/8/2009

B
Maryland 7/8/2009

B
Tennessee 11/12/2009

B
New Jersey 7/8/2009

B
Virginia 7/8/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
5540 CENTERVIEW DRIVE SUITE 310, RALEIGH, NC 27606
3107 TRENT ROAD, NEW BERN, NC 28562
Registered with this firm since 7/8/2009

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
5540 CENTERVIEW DRIVE SUITE 310, RALEIGH, NC 27606
3107 TRENT ROAD, NEW BERN, NC 28562
Registered with this firm since 7/8/2009

Previous Registration(s)
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12/31/2001 - 07/08/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) RALEIGH, NC
B
05/28/1997 - 07/08/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) RALEIGH, NC
B
05/28/1997 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.