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Detailed Report
CRAIG T SLAUGHTER
CRAIG TYLER SLAUGHTER
CRD#: 2871204
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 800 WESTCHESTER AVENUE
4TH FLOOR SUITE N409
RYE BROOK, NY 10573
Registration History
199820002002200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - Present (21 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2002 - Present (23 years)BKAUFMAN BROS., L.P. (CRD# 37909)1999 - 2001 (2 years)BFORUM CAPITAL MARKETS LLC (CRD# 30867)1997 - 1999 (2 years)
License(s)

State Registrations

B
Colorado 1/13/2022
IA
New Jersey 1/30/2023
IA
Colorado 1/13/2022
B
New York 1/28/2002
B
Connecticut 1/28/2002
IA
New York 4/16/2021
IA
Connecticut 2/4/2004
B
Oregon 4/29/2024
B
Florida 12/15/2015
B
Pennsylvania 2/2/2024
IA
Florida 12/18/2015
B
South Carolina 7/17/2024
B
Georgia 2/8/2024
B
Texas 1/8/2021
IA
Georgia 2/12/2024
IA
Texas 1/8/2021
B
New Jersey 1/27/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
Registered with this firm since 2/4/2004
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
Registered with this firm since 1/28/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/15/1999 - 11/20/2001 KAUFMAN BROS., L.P. (CRD#:37909) NEW YORK, NY
B
 11/04/1997 - 11/05/1999 FORUM CAPITAL MARKETS LLC (CRD#:30867) OLD GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.