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Clifford Thomas Godwin
C THOMAS GODWIN, C THOMAS GODWIN, CLIFFORD THOMAS GODWIN, TOM GODWIN
CRD#: 2871128
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 167 Lincoln Avenue
Snohomish, WA 98290
Snohomish, WA 98290
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 167 Lincoln Ave
Snohomish, WA 98290
Snohomish, WA 98290
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Disclosures
26
Years of Experience
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State Registrations
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Arizona 10/19/2023
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New Mexico 10/19/2023
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California 10/19/2023
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Oregon 10/19/2023
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Colorado 10/19/2023
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Washington 10/19/2023
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Florida 10/19/2023
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Washington 10/19/2023
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Idaho 10/19/2023
SRO Registrations
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Registered with this firm since 10/19/2023
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Registered with this firm since 10/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/21/2014 - 10/18/2023 | SNOHOMISH, WA | |
B | 06/15/2006 - 10/18/2023 | SNOHOMISH, WA | |
IA | 06/19/2006 - 01/21/2014 | SNOHOMISH, WA | |
IA | 05/19/2005 - 06/09/2006 | SEATTLE, WA | |
B | 12/04/1998 - 06/09/2006 | SEATTLE, WA | |
B | 05/22/1997 - 12/31/1997 | OAKLAND, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.