Individual Firm
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ANDREW RICHARD ALCARESE
CRD#: 2870896
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 20 Montchanin Road
Suite 120
Greenville, DE 19807
Suite 120
Greenville, DE 19807
0
Disclosures
27
Years of Experience
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State Registrations
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Arizona 11/13/2013
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Mississippi 10/11/2018
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California 11/13/2013
B
Nevada 3/17/2017
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Colorado 8/19/2020
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New Hampshire 12/17/2024
B
Connecticut 3/26/2024
B
New Jersey 11/13/2013
B
Delaware 11/13/2013
B
New York 11/13/2013
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Delaware 11/13/2013
B
North Carolina 12/12/2013
B
District of Columbia 3/16/2015
B
Ohio 11/13/2013
B
Florida 11/13/2013
B
Oregon 9/5/2024
B
Georgia 11/13/2013
B
Pennsylvania 11/13/2013
B
Hawaii 3/21/2023
B
South Carolina 1/12/2022
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Idaho 8/4/2023
B
Tennessee 11/13/2013
B
Kentucky 10/8/2024
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Texas 11/13/2013
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Maine 11/13/2013
IA
Texas 11/21/2013
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Maryland 11/13/2013
B
Utah 8/12/2021
B
Massachusetts 11/27/2023
B
Virginia 11/13/2013
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Michigan 11/13/2013
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Washington 11/13/2013
B
Minnesota 1/17/2025
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West Virginia 12/23/2024
SRO Registrations
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IA
Registered with this firm since 11/13/2013
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Registered with this firm since 11/13/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 11/25/2013 | WILMINGTON, DE | |
B | 06/01/2009 - 11/25/2013 | WILMINGTON, DE | |
IA | 02/21/2006 - 06/01/2009 | GREENVILLE, DE | |
B | 02/21/2006 - 06/01/2009 | GREENVILLE, DE | |
IA | 11/21/2000 - 02/21/2006 | GREENVILLE, DE | |
B | 07/23/1997 - 02/21/2006 | BALTIMORE, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.