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THOMAS SCHILLING
THOMAS S SCHILLING, THOMAS SCOTT SCHILLING
CRD#: 2870822
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 200 MOTOR PKWY
HAUPPAUGE, NY 11788
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1997 (<1 year)2 FIRMS2004 - 2021 (16 years)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - 2003 (5 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2012 - 2020 (8 years)
License(s)

State Registrations

B
California 5/13/2024

B
New Jersey 10/4/2023

B
Connecticut 10/4/2023

B
New York 10/4/2023

B
Delaware 11/7/2024

IA
New York 10/4/2023

B
Florida 2/23/2024

B
Pennsylvania 12/3/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
200 MOTOR PKWY, HAUPPAUGE, NY 11788
Registered with this firm since 10/4/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
200 MOTOR PKWY, HAUPPAUGE, NY 11788
Registered with this firm since 10/4/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/11/2021 - 05/02/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) SCARSDALE, NY
B
11/04/2021 - 05/01/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SCARSDALE, NY
IA
07/22/2021 - 10/26/2021 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) MELVILLE, NY
B
07/20/2021 - 10/26/2021 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) MELVILLE, NY
IA
06/18/2004 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) FOREST HILLS, NY
B
02/17/2004 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) FOREST HILLS, NY
IA
12/19/2012 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Forest Hills, NY
B
01/28/1998 - 11/19/2003 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
08/04/1997 - 12/26/1997 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
04/07/1997 - 08/07/1997 CONTINENTAL BROKER-DEALER CORP. (CRD#:14048)
FINRA expelled the firm on 05/06/2004
CARLE PLACE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.