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BRUCE SPAULDING EDWARDS
CRD#: 2870572
IA
Investment Adviser
FREESTONE CAPITAL MANAGEMENT, LLCCRD#: 145711 560 MISSION STREET
SUITE 2800
SAN FRANCISCO, CA 94105
Registration History
20062008201020122014201620182020202220242026IAFREESTONE CAPITAL MANAGEMENT, LLC (CRD# 145711)2020 - Present (4 years)IAPARALLEL ADVISORS, LLC (CRD# 140800)2013 - 2020 (7 years)IAJEFFERIES INVESTMENT ADVISERS, LLC (CRD# 121767)2010 - 2013 (2 years)IATHOMAS WEISEL PARTNERS LLC (CRD# 46237)2006 - 2010 (3 years)
Disclosure(s)
View By:
7/23/2010
Customer Dispute
Settled
License(s)

State Registrations

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California 9/23/2020

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Texas 11/2/2023

Current Registration(s)
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FREESTONE CAPITAL MANAGEMENT, LLC (CRD#:145711)
560 MISSION STREET SUITE 2800, SAN FRANCISCO, CA 94105
Registered with this firm since 9/23/2020

Previous Registration(s)
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03/22/2013 - 09/16/2020 PARALLEL ADVISORS, LLC (CRD#:140800) SAN FRANCISCO, CA
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08/06/2010 - 03/26/2013 JEFFERIES INVESTMENT ADVISERS, LLC (CRD#:121767) SAN FRANCSCO, CA
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12/14/2006 - 08/20/2010 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.