Individual Firm
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CELIA MAE SCOTT
CELIA MAE GREENAWAY, CELIA MAE STEVENS
CRD#: 2870484
IA
B
GOOD LIFE ADVISORS, LLCCRD#: 171898 4184 Treadway Road
Beaumont, TX 77706
Beaumont, TX 77706
LPL FINANCIAL LLCCRD#: 6413 4184 TREADWAY ROAD SUITE C
BEAUMONT, TX 77706
BEAUMONT, TX 77706
View By:
2/5/2024
Customer Dispute
Denied
8/2/2016
Customer Dispute
Settled
State Registrations
B
California 5/9/2023
B
Missouri 10/19/2023
B
District of Columbia 12/14/2015
B
North Carolina 1/4/2019
B
Florida 12/14/2015
B
Texas 12/14/2015
B
Georgia 4/5/2023
IA
Texas 12/14/2015
B
Louisiana 12/14/2015
B
Utah 3/5/2024
B
Mississippi 1/29/2024
B
Virgin Islands 1/25/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/14/2015
B
Registered with this firm since 12/14/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/18/2007 - 01/06/2016 | BEAUMONT, TX | |
IA | 12/18/2007 - 12/31/2015 | BEAUMONT, TX | |
IA | 10/31/2005 - 01/16/2008 | BEAUMONT, TX | |
B | 10/31/2005 - 01/16/2008 | BEAUMONT, TX | |
IA | 11/19/1997 - 10/31/2005 | BEAUMONT, TX | |
B | 11/18/1997 - 10/31/2005 | PHOENIX, AZ | |
B | 09/03/1997 - 09/29/1997 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.