Individual Firm
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Andre Marcel Conway
ANDRE M CONWAY, ANDRE MARCEL CONWAY
CRD#: 2868833
IA
B
MORGAN STANLEYCRD#: 149777 300 North Greene Street
Suite 1700
Greensboro, NC 27401
Suite 1700
Greensboro, NC 27401
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9/15/2015
Financial
Final
State Registrations
B
Alabama 10/17/2023
B
Oklahoma 3/6/2024
B
California 9/1/2021
B
Pennsylvania 11/12/2019
B
Delaware 11/14/2019
B
Puerto Rico 1/31/2020
B
Florida 11/13/2019
B
Rhode Island 9/26/2024
B
Georgia 11/12/2019
B
South Carolina 11/8/2021
B
Hawaii 3/13/2023
B
Tennessee 2/24/2023
B
Illinois 6/7/2022
B
Texas 11/22/2019
B
Indiana 1/24/2022
IA
Texas 4/15/2020
B
Iowa 7/3/2024
B
Virginia 8/26/2021
B
New Jersey 9/13/2022
B
Washington 5/15/2024
B
New York 11/13/2019
B
West Virginia 11/15/2021
B
North Carolina 10/29/2019
B
Wisconsin 8/15/2024
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North Carolina 11/1/2019
SRO Registrations
B
B
B
B
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Registered with this firm since 11/1/2019
B
Registered with this firm since 9/19/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/07/2014 - 05/29/2015 | NEW YORK, NY | |
B | 07/05/2014 - 11/07/2014 | NEW YORK, NY | |
B | 06/27/2011 - 07/22/2013 | NEW YORK, NY | |
B | 10/23/2009 - 06/17/2011 | NEW YORK, NY | |
B | 08/02/2006 - 03/03/2009 | NEW YORK, NY | |
B | 09/28/2005 - 08/14/2006 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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