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PETER LOUIS VESCOVI
PETE VESCOVI
CRD#: 2868446
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 WAVERLY PROFESSIONAL PARK
345 HIGHLAND AVENUE UNIT 101
CHESHIRE, CT 06410
345 HIGHLAND AVENUE UNIT 101
CHESHIRE, CT 06410
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 WAVERLY PROFESSIONAL PARK
345 HIGHLAND AVENUE UNIT 101
CHESHIRE, CT 06410
345 HIGHLAND AVENUE UNIT 101
CHESHIRE, CT 06410
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
California 3/28/2007
B
New Hampshire 6/27/2019
B
Colorado 9/27/2021
B
New Jersey 6/18/2008
B
Connecticut 10/24/2005
B
New York 1/5/2012
IA
Connecticut 10/24/2005
B
North Carolina 7/2/2024
B
Delaware 1/2/2021
B
South Carolina 2/17/2016
B
Florida 8/29/2008
B
Tennessee 1/17/2019
IA
Florida 4/23/2021
B
Texas 2/17/2016
B
Georgia 11/1/2006
IA
Texas 3/28/2022
B
Maine 7/29/2013
B
Washington 9/7/2021
B
Massachusetts 6/3/2015
SRO Registrations
B
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IA
Registered with this firm since 10/24/2005
B
Registered with this firm since 10/24/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/08/2004 - 10/24/2005 | POMPTON LAKES, NJ | |
B | 09/08/2004 - 10/24/2005 | POMPTON LAKES, NJ | |
IA | 11/20/2001 - 09/02/2004 | GLASTONBURY, CT | |
B | 11/12/2001 - 09/02/2004 | LAVISTA, NE | |
B | 02/22/2000 - 11/09/2001 | KNOXVILLE, TN | |
B | 04/09/1997 - 02/23/2000 | CHESTERFIELD, MO |
POMPTON LAKES, NJ
09/08/2004 - 10/24/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.