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Detailed Report
JOHN DAVID DETTERICK
David Detterick
CRD#: 2868327
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
199820002002200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - Present (10 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - Present (27 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2014 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2011 (8 years)
Disclosure(s)
View By:
10/13/2010
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/26/2011
B
Montana 7/6/2011
B
Alaska 7/6/2011
B
Nebraska 1/4/2010
B
Arizona 2/25/1998
B
Nevada 4/1/2011
B
Arkansas 7/7/2011
B
New Hampshire 7/8/2011
B
California 2/13/1998
B
New Jersey 7/7/2011
B
Colorado 2/13/1998
B
New Mexico 8/20/2009
IA
Colorado 8/6/2014
B
New York 7/5/2011
B
Connecticut 7/6/2011
B
North Carolina 7/5/2011
B
Delaware 7/6/2011
B
North Dakota 7/5/2011
B
District of Columbia 7/8/2011
B
Ohio 1/4/2010
B
Florida 8/21/2009
B
Oklahoma 1/11/2006
B
Georgia 1/4/2010
B
Oregon 3/21/2011
B
Hawaii 7/5/2011
B
Pennsylvania 7/6/2011
B
Idaho 3/21/2011
B
Puerto Rico 4/8/2024
B
Illinois 7/5/2011
B
Rhode Island 3/21/2011
B
Indiana 7/6/2011
B
South Carolina 1/4/2010
B
Iowa 7/6/2011
B
South Dakota 5/16/2011
B
Kansas 7/7/2011
B
Tennessee 7/7/2011
B
Kentucky 7/5/2011
B
Texas 1/3/2006
B
Louisiana 7/14/2011
B
Utah 1/4/2010
B
Maine 5/12/2011
B
Vermont 7/6/2011
B
Maryland 7/11/2011
B
Virgin Islands 3/19/2024
B
Massachusetts 5/16/2011
B
Virginia 7/5/2011
B
Michigan 7/7/2011
B
Washington 7/5/2011
B
Minnesota 1/4/2010
B
West Virginia 7/5/2011
B
Mississippi 7/12/2011
B
Wisconsin 7/7/2011
B
Missouri 1/4/2010
B
Wyoming 3/21/2011

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 8/6/2014
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 2/12/1998
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/03/2012 - 08/06/2014 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) ENGLEWOOD, CO
IA
 02/12/2003 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) ENGLEWOOD, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.