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HERALD WILLIAM PODGER
BILL PODGER, H WILLIAM PODGER, H WM PODGER
CRD#: 2868143
IA
Investment Adviser
B
Broker
CITY NATIONAL SECURITIES, INC.CRD#: 103705 150 CALIFORNIA ST
12TH FLOOR
SAN FRANCISCO, CA 94111
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)IACITY NATIONAL SECURITIES, INC. (CRD# 103705)2014 - Present (11 years)BCITY NATIONAL SECURITIES, INC. (CRD# 103705)2011 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2006 (5 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1998 (1 year)IACITY NATIONAL SECURITIES, INC. (CRD# 103705)2011 - 2011 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2006 (3 years)
License(s)

State Registrations

B
California 2/18/2011

IA
California 2/26/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
150 CALIFORNIA ST 12TH FLOOR, SAN FRANCISCO, CA 94111
SAN FRANCISCO, CA
Registered with this firm since 2/26/2014

B
CITY NATIONAL SECURITIES, INC. (CRD#:103705)
150 CALIFORNIA ST 12TH FLOOR, SAN FRANCISCO, CA 94111
SAN FRANCISCO, CA
Registered with this firm since 2/18/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2011 - 03/22/2011 CITY NATIONAL SECURITIES, INC. (CRD#:103705) SAN FRANCISCO, CA
IA
04/21/2006 - 11/23/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
B
04/21/2006 - 11/23/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
IA
01/02/2003 - 04/18/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN FRANCISCO, CA
B
03/22/2001 - 04/18/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN FRANCISCO, CA
B
03/24/1997 - 04/23/1998 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.