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BRAD ALEXANDER KATZ
CRD#: 2867378
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 155 PASSAIC AVENUE
SUITE 310
FAIRFIELD, NJ 07004
CETERA ADVISORS LLCCRD#: 10299 155 PASSAIC AVENUE SUITE 310
FAIRFIELD, NJ 07004
Registration History
199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2007 - 2022 (15 years)BAFFINITY INVESTMENT SERVICES, LLC (CRD# 104296)2002 - 2007 (5 years)BXCU CAPITAL CORPORATION, INC. (CRD# 19899)1999 - 2002 (3 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1998 - 1999 (1 year)BGIBRALTAR SECURITIES CO. (CRD# 7093)1997 - 1998 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2007 - 2012 (5 years)IAAFFINITY INVESTMENT SERVICES, LLC (CRD# 104296)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 9/8/2022

B
New Hampshire 9/8/2022

B
California 9/8/2022

IA
New Jersey 11/12/2020

B
Connecticut 9/8/2022

B
New Jersey 9/8/2022

B
Delaware 9/8/2022

B
New York 9/8/2022

B
Florida 9/8/2022

B
North Carolina 9/8/2022

B
Georgia 9/8/2022

B
Ohio 9/8/2022

B
Indiana 9/8/2022

B
Pennsylvania 9/8/2022

B
Massachusetts 9/8/2022

B
South Carolina 9/8/2022

B
Michigan 9/8/2022

B
Tennessee 1/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
155 PASSAIC AVENUE SUITE 310, FAIRFIELD, NJ 07004
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
155 PASSAIC AVENUE SUITE 310, FAIRFIELD, NJ 07004
Registered with this firm since 9/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/20/2007 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) FAIRFIELD, NJ
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) Fairfield, NJ
IA
04/26/2007 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) FAIRFIELD, NJ
IA
03/30/2006 - 05/08/2007 AFFINITY INVESTMENT SERVICES, LLC (CRD#:104296) BASKING RIDGE, NJ
B
01/22/2002 - 05/08/2007 AFFINITY INVESTMENT SERVICES, LLC (CRD#:104296) BASKING RIDGE, NJ
B
08/30/1999 - 09/09/2002 XCU CAPITAL CORPORATION, INC. (CRD#:19899) RALEIGH, NC
B
01/30/1998 - 11/24/1999 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
05/23/1997 - 02/05/1998 GIBRALTAR SECURITIES CO. (CRD#:7093) FLORHAM PARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.