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FERNANDO CAMOU PARADA
FERNANDO MARTIN PARADA CAMOU, FERNANDO M PARADACAMOU, FERNANDO MARTIN PARADACAMOU
CRD#: 2865995
IA
B
MORGAN STANLEYCRD#: 149777 7175 North Pima Canyon Drive
Tucson, AZ 85718
Tucson, AZ 85718
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1/9/2009
Customer Dispute
Closed-No Action
10/19/1999
Customer Dispute
Settled
State Registrations
B
Arizona 3/3/2021
B
New Jersey 5/19/2023
IA
Arizona 3/26/2021
B
New York 3/3/2021
B
California 3/3/2021
B
North Carolina 8/6/2024
B
Colorado 2/26/2025
B
Texas 3/3/2021
B
Kentucky 11/27/2024
IA
Texas 3/3/2021
B
Massachusetts 3/11/2021
B
Virginia 3/3/2021
B
Nevada 4/20/2021
B
Wyoming 10/17/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/3/2021
B
Registered with this firm since 3/3/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2016 - 03/11/2021 | TUCSON, AZ | |
B | 01/03/2011 - 03/11/2021 | TUCSON, AZ | |
B | 05/02/2001 - 01/03/2011 | TUCSON, AZ | |
B | 04/28/1999 - 05/02/2001 | SAN FRANCISCO, CA | |
B | 04/24/1997 - 03/10/1999 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.