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JEFFREY MICHAEL BARRETTE
JEFF MICHAEL BARRETTE, JEFF BARRETTE, jeffrey barrette
CRD#: 2865239
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 5280 CARROLL CANYON ROAD
SUITE 300
SAN DIEGO, CA 92121
SUITE 300
SAN DIEGO, CA 92121
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
California 10/17/2024
IA
Kansas 1/7/2025
IA
California 10/17/2024
B
Oregon 10/17/2024
B
Florida 2/19/2025
IA
Oregon 1/8/2025
B
Kansas 1/7/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/17/2024
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Registered with this firm since 10/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2024 - 10/28/2024 | LA JOLLA, CA | |
B | 05/01/2023 - 10/28/2024 | LA JOLLA, CA | |
B | 07/26/2004 - 01/14/2009 | NEW YORK, NY | |
B | 03/20/2000 - 05/05/2004 | NEW YORK, NY | |
B | 12/18/1997 - 03/08/2000 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.