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Sylvia Lucy Millar
Sylvia VI LWills, Sylvia L Millar, Sylvia Millar, SYLVIA LUCY WILLS, SYLVIA LUCY WILLSMILLAR…
CRD#: 2862837
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 4310 53rd Ave East
Bradenton, FL 34203
Bradenton, FL 34203
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Disclosures
13
Years of Experience
View By:
State Registrations
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Arizona 3/30/2025
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Missouri 3/13/2025
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Colorado 11/12/2024
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New York 11/4/2024
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Florida 9/10/2024
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Ohio 11/5/2024
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Florida 9/11/2024
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Tennessee 12/8/2024
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Illinois 11/20/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 9/11/2024
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Registered with this firm since 9/10/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2021 - 09/05/2024 | SARASOTA, FL | |
B | 02/26/2021 - 09/05/2024 | SARASOTA, FL | |
IA | 07/15/2019 - 03/17/2021 | SARASOTA, FL | |
B | 06/09/2019 - 03/17/2021 | SARASOTA, FL | |
B | 09/13/2018 - 11/29/2018 | SARASOTA, FL | |
IA | 05/28/2002 - 07/26/2006 | BRIDGEWATER, NJ | |
B | 05/23/2002 - 07/26/2006 | BRIDGEWATER, NJ | |
B | 11/21/1997 - 07/20/2000 | NEW YORK, NY | |
B | 03/27/1997 - 11/10/1997 | PURCHASE, NY |
BRIDGEWATER, NJ
05/23/2002 - 07/26/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.