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Detailed Report
GUADALUPE NGOJO PONCIANO
CRD#: 2862753
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 595 W GRANADA BLVD
SUITE B-4
ORMOND BEACH, FL 32174
Registration History
199820002002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2022 - Present (2 years)BPFS INVESTMENTS INC. (CRD# 10111)1997 - Present (27 years)IAPRIMERICA ADVISORS (CRD# 10111)2012 - 2022 (9 years)
License(s)

State Registrations

B
Alabama 5/8/2012
B
Missouri 1/8/2020
B
Alaska 6/12/2024
B
Nevada 4/17/2014
B
Arizona 9/11/2020
B
New Hampshire 2/27/2008
B
Arkansas 10/30/2020
B
New Jersey 5/9/1997
B
California 4/3/2002
B
New York 4/18/1997
B
Connecticut 8/7/1998
B
North Carolina 4/24/2023
B
Delaware 4/3/2002
B
North Dakota 11/18/2020
B
District of Columbia 1/11/2006
B
Ohio 9/4/2024
B
Florida 1/11/2006
B
Oklahoma 9/11/2020
IA
Florida 8/12/2022
B
Pennsylvania 8/7/1998
B
Georgia 8/2/2011
B
Rhode Island 1/5/2017
B
Hawaii 1/11/2006
B
South Carolina 6/11/2024
B
Illinois 2/27/2008
B
South Dakota 10/3/2018
B
Indiana 6/11/2024
B
Texas 6/21/2016
B
Iowa 4/27/2022
B
Utah 4/25/2023
B
Maryland 12/4/2000
B
Virginia 1/11/2006
B
Massachusetts 5/28/2008
B
Washington 8/5/2003
B
Michigan 8/5/2003
B
Wyoming 2/6/2013
B
Minnesota 5/23/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
595 W GRANADA BLVD SUITE B-4, ORMOND BEACH, FL 32174
DAYTONA BEACH SHORES, FL
Registered with this firm since 8/12/2022
B
PFS INVESTMENTS INC. (CRD#:10111)
595 W GRANADA BLVD SUITE B-4, ORMOND BEACH, FL 32174
DAYTONA BEACH SHORES, FL
Registered with this firm since 4/18/1997
Previous Registration(s)
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IA
 12/19/2012 - 08/11/2022 PRIMERICA ADVISORS (CRD#:10111) EAST RUTHERFORD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.