Individual Firm
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YUN CHOI RISHER
Yun Kyong Choi, YUN RISHER
CRD#: 2861414
IA
B
WELLS FARGO ADVISORSCRD#: 19616 3400 188TH ST SW
STE 500
LYNNWOOD, WA 98037
STE 500
LYNNWOOD, WA 98037
0
Disclosures
27
Years of Experience
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State Registrations
B
Alaska 5/23/2017
B
Minnesota 5/22/2017
B
Arizona 5/23/2017
B
Nevada 5/30/2017
B
California 5/23/2017
B
New York 5/23/2017
B
Colorado 1/19/2018
B
North Dakota 5/23/2017
B
Connecticut 5/23/2017
B
Oregon 6/26/2017
B
District of Columbia 5/23/2017
B
Pennsylvania 5/23/2017
B
Florida 5/23/2017
B
Washington 4/13/2017
B
Idaho 5/23/2017
IA
Washington 4/13/2017
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/13/2017
B
Registered with this firm since 4/7/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 06/21/2016 | AUBURN, WA | |
B | 10/23/2009 - 06/21/2016 | AUBURN, WA | |
IA | 07/01/1998 - 10/23/2009 | TACOMA, WA | |
B | 07/12/1999 - 10/23/2009 | TACOMA, WA | |
B | 07/01/1998 - 07/12/1999 | OAKLAND, CA | |
B | 05/09/1997 - 07/01/1998 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.