Individual Firm
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ANTHONY CHRISTOPHER DIPAOLA
CRD#: 2861040
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 425 BROADHOLLOW RD STE 405
MELVILLE, NY 11747
MELVILLE, NY 11747
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 425 BROADHOLLOW RD STE 405
MELVILLE, NY 11747
MELVILLE, NY 11747
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 6/7/2019
B
Massachusetts 10/9/2020
B
California 6/7/2019
B
Michigan 6/7/2019
B
Colorado 6/7/2019
B
New Jersey 6/7/2019
B
Connecticut 10/11/2023
B
New York 1/3/2008
B
District of Columbia 6/7/2019
IA
New York 11/1/2021
B
Florida 6/7/2019
B
North Carolina 6/7/2019
B
Georgia 6/30/2022
B
Pennsylvania 12/12/2022
B
Hawaii 6/7/2019
B
Texas 6/7/2019
B
Kansas 6/7/2019
B
Utah 6/7/2019
B
Kentucky 6/7/2019
B
Virginia 6/7/2019
B
Maryland 6/7/2019
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 1/3/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 11/01/2021 | NEW YORK, NY | |
B | 03/06/2000 - 09/27/2007 | RYE BROOK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.