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Eric Thomas Vernon
CRD#: 2860991
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 603 Carthage Street, Suite 210
Sanford, NC 27330
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 603 Carthage Street, Suite 210
Sanford, NC 27330
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2015 (13 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)1997 - 2002 (5 years)IAWACHOVIA SECURITIES, INC. (CRD# 431)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Alabama 11/6/2023

B
North Carolina 11/6/2023

B
California 11/6/2023

IA
North Carolina 11/8/2023

B
Colorado 7/22/2024

B
Ohio 11/6/2023

B
Delaware 7/22/2024

B
Pennsylvania 7/22/2024

B
Florida 11/6/2023

B
South Carolina 7/22/2024

B
Maine 11/6/2023

IA
Texas 11/6/2023

B
Massachusetts 7/22/2024

B
Texas 7/22/2024

B
Nebraska 11/6/2023

B
Virginia 11/6/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
603 Carthage Street, Suite 210, Sanford, NC 27330
Registered with this firm since 11/6/2023

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
603 Carthage Street, Suite 210, Sanford, NC 27330
Registered with this firm since 11/6/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/18/2017 - 11/03/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Sanford, NC
B
10/18/2017 - 11/03/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Sanford, NC
IA
10/15/2015 - 10/25/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) SANFORD, NC
B
10/15/2015 - 10/25/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) SANFORD, NC
IA
06/21/2002 - 10/16/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SANFORD, NC
B
06/15/2002 - 10/16/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) SANFORD, NC
IA
01/28/2002 - 06/21/2002 WACHOVIA SECURITIES, INC. (CRD#:431) SANFORD, NC
B
04/25/1997 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.