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Adam PAUL Hammer
CRD#: 2860466
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (18 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1998 - 2007 (8 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1997 - 1998 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2007 (8 years)
Disclosure(s)
View By:
4/18/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 8/15/2024

B
Missouri 11/9/2012

B
Arizona 11/29/2012

B
Montana 10/23/2020

B
Arkansas 11/13/2012

B
Nebraska 6/4/2024

B
California 1/16/2007

B
Nevada 11/19/2012

IA
California 1/16/2007

B
New Jersey 1/16/2007

B
Colorado 11/13/2012

B
New York 11/13/2012

B
Delaware 6/4/2024

B
North Carolina 11/13/2012

B
Florida 10/24/2011

B
Oklahoma 8/14/2020

B
Georgia 11/13/2012

B
Oregon 11/13/2012

B
Hawaii 7/7/2023

B
Pennsylvania 6/4/2024

B
Idaho 10/24/2011

B
South Carolina 6/4/2024

B
Illinois 6/21/2024

B
Tennessee 11/13/2012

B
Indiana 11/14/2012

IA
Texas 1/16/2007

B
Louisiana 11/13/2012

B
Texas 12/3/2012

B
Maine 6/4/2024

B
Utah 1/16/2007

B
Maryland 6/10/2024

B
Virginia 11/7/2007

B
Massachusetts 4/12/2022

B
Washington 6/30/2008

B
Michigan 1/19/2024

B
Wisconsin 11/12/2012

B
Minnesota 6/10/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/16/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/16/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/26/1999 - 01/23/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEVERLY HILLS, CA
B
10/07/1998 - 01/23/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEVERLY HILLS, CA
B
07/30/1997 - 09/15/1998 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.