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Detailed Report
JOHN ANTHONY ROJAS
JOHN A. ROJAS
CRD#: 2860195
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 601 Heritage Dr.
Suite 214
Jupiter, FL 33458
LPL FINANCIAL LLCCRD#: 6413 601 HERITAGE DR SUITE 214
JUPITER, FL 33458
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (4 years)2 FIRMS2008 - 2015 (7 years)2 FIRMS2015 - 2022 (7 years)2 FIRMS2022 - Present (2 years)B1ST DISCOUNT BROKERAGE, INC. (CRD# 39164)2000 - 2003 (3 years)BFFP SECURITIES, INC. (CRD# 16337)1998 - 2000 (1 year)BJOSEPH CHARLES & ASSOC., INC. (CRD# 3949)1997 - 1998 (1 year)
Disclosure(s)
View By:
7/23/1998
Employment Separation After Allegations
License(s)

State Registrations

B
Arkansas 6/6/2022
B
New Hampshire 6/6/2022
B
California 6/7/2022
B
New Jersey 6/6/2022
B
Connecticut 6/6/2022
B
New York 6/6/2022
B
District of Columbia 6/6/2022
B
North Carolina 6/6/2022
B
Florida 6/9/2022
B
Pennsylvania 6/6/2022
IA
Florida 6/9/2022
B
Rhode Island 3/14/2024
B
Georgia 6/6/2022
B
South Carolina 3/26/2024
B
Illinois 6/23/2022
B
Tennessee 1/24/2025
B
Indiana 7/7/2022
B
Texas 6/6/2022
B
Kansas 6/6/2022
IA
Texas 11/13/2024
B
Maryland 6/6/2022
B
Virginia 6/11/2022
B
Michigan 6/6/2022
B
Washington 6/6/2022
B
Minnesota 6/6/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
601 Heritage Dr. Suite 214, Jupiter, FL 33458
Registered with this firm since 6/9/2022
B
LPL FINANCIAL LLC (CRD#:6413)
601 HERITAGE DR SUITE 214, JUPITER, FL 33458
Registered with this firm since 6/6/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2015 - 06/14/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) PALM BEACH GARDENS, FL
B
 02/06/2015 - 06/14/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) PALM BEACH GARDENS, FL
IA
 01/01/2008 - 02/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PALM BEACH GARDENS, FL
B
 01/01/2008 - 02/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) PALM BEACH GARDENS, FL
B
 06/23/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WEST PALM BEACH, FL
IA
 07/07/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WEST PALM BEACH, FL
B
 02/18/2000 - 07/01/2003 1ST DISCOUNT BROKERAGE, INC. (CRD#:39164) LAKE WORTH, FL
B
 08/04/1998 - 02/22/2000 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 02/28/1997 - 07/29/1998 JOSEPH CHARLES & ASSOC., INC. (CRD#:3949) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.