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PHILLIP EDWARD ENOCHS
PHIL ENOCHS
CRD#: 2860098
IA
Investment Adviser
B
Broker
DUFF & PHELPS INVESTMENT MANAGEMENT CO.CRD#: 107296 10 S. WACKER DRIVE
19TH FLOOR
CHICAGO, IL 60606
VP DISTRIBUTORS LLCCRD#: 3036 10 S. WACKER DRIVE
19TH FLOOR
CHICAGO, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2020 - 2021 (<1 year)BBMO INVESTMENT DISTRIBUTORS, LLC (CRD# 146711)2013 - 2019 (5 years)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2012 - 2015 (2 years)BM&I FINANCIAL ADVISORS, INC (CRD# 16517)2012 - 2012 (<1 year)BRUSSELL FINANCIAL SERVICES, IN... (CRD# 21771)2008 - 2010 (2 years)BRUSSELL INSTITUTIONAL SERVICES... (CRD# 37550)2004 - 2008 (3 years)BRUSSELL FUND DISTRIBUTORS, INC. (CRD# 21771)2001 - 2004 (3 years)BHEWITT FINANCIAL SERVICES LLC (CRD# 36509)1997 - 2001 (3 years)
License(s)

State Registrations

IA
Illinois 6/25/2024

B
Illinois 7/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DUFF & PHELPS INVESTMENT MANAGEMENT CO. (CRD#:107296)
10 S. WACKER DRIVE 19TH FLOOR, CHICAGO, IL 60606
Registered with this firm since 6/25/2024

B
VP DISTRIBUTORS LLC (CRD#:3036)
10 S. WACKER DRIVE 19TH FLOOR, CHICAGO, IL 60606
DOWNERS GROVE, IL
Registered with this firm since 6/17/2024

Previous Registration(s)
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IA
09/08/2021 - 04/10/2024 DIMENSIONAL FUND ADVISORS LP (CRD#:106482) AUSTIN, TX
B
09/08/2021 - 04/10/2024 DFA SECURITIES LLC (CRD#:10292) AUSTIN, TX
B
05/15/2020 - 02/22/2021 FORESIDE FUND SERVICES, LLC (CRD#:46106) CHICAGO, IL
B
08/08/2013 - 04/16/2019 BMO INVESTMENT DISTRIBUTORS, LLC (CRD#:146711) CHICAGO, IL
B
08/01/2012 - 02/05/2015 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) CHICAGO, IL
B
05/07/2012 - 08/01/2012 M&I FINANCIAL ADVISORS, INC (CRD#:16517) MILWAUKEE, WI
B
01/01/2008 - 02/25/2010 RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (CRD#:21771) CHICAGO, IL
B
07/15/2004 - 01/01/2008 RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS (CRD#:37550) CHICAGO, IL
B
08/21/2001 - 08/13/2004 RUSSELL FUND DISTRIBUTORS, INC. (CRD#:21771) SEATTLE, WA
B
08/01/1997 - 04/17/2001 HEWITT FINANCIAL SERVICES LLC (CRD#:36509) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
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