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BRETT JAMES BARTON
CRD#: 2859962
IA
B
MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Suite 1900
Bellevue, WA 98004
0
Disclosures
18
Years of Experience
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State Registrations
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Alaska 8/16/2016
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New Mexico 7/30/2018
B
Arizona 2/2/2017
B
New York 10/5/2016
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California 5/4/2016
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North Carolina 4/25/2018
B
Colorado 2/2/2017
B
North Dakota 6/10/2024
B
Florida 2/2/2017
B
Ohio 2/3/2017
B
Georgia 2/2/2017
B
Oregon 5/4/2016
B
Hawaii 2/1/2017
B
Pennsylvania 2/1/2017
B
Idaho 5/4/2016
B
Rhode Island 3/1/2017
B
Illinois 2/1/2017
B
South Carolina 3/1/2017
B
Indiana 4/2/2020
B
South Dakota 5/5/2020
B
Kansas 1/8/2020
B
Tennessee 4/10/2019
B
Kentucky 2/6/2019
B
Texas 2/1/2017
B
Maryland 6/25/2018
IA
Texas 5/5/2020
B
Massachusetts 3/20/2023
B
Utah 1/24/2023
B
Michigan 2/2/2017
B
Vermont 2/2/2017
B
Minnesota 12/18/2024
B
Washington 5/4/2016
B
Missouri 4/29/2022
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Washington 5/4/2016
B
Montana 3/1/2017
B
Wisconsin 2/1/2017
B
Nevada 2/1/2017
B
Wyoming 2/5/2024
B
New Jersey 3/1/2017
SRO Registrations
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IA
Registered with this firm since 5/4/2016
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Registered with this firm since 5/4/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 05/02/2016 | BELLEVUE, WA | |
B | 10/23/2009 - 05/02/2016 | BELLEVUE, WA | |
IA | 09/11/2006 - 10/23/2009 | BOISE, ID | |
B | 06/28/2006 - 10/23/2009 | BOISE, ID |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.