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LEI SHI
CRD#: 2859762
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 9801 WASHINGTONIAN BLVD
SUITE 700
GAITHERSBURG, MD 20878
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2012 (9 years)BWMA SECURITIES, INC. (CRD# 32625)1997 - 2002 (4 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2009 - 2012 (2 years)
Disclosure(s)
View By:
1/11/2002
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Alabama 1/6/2012

B
Nebraska 1/6/2012

B
Arizona 1/6/2012

B
Nevada 1/6/2012

B
Arkansas 1/6/2012

B
New Hampshire 1/6/2012

B
California 1/6/2012

B
New Jersey 1/6/2012

B
Colorado 1/6/2012

IA
New Jersey 3/21/2016

B
Connecticut 1/6/2012

B
New Mexico 1/6/2012

B
Delaware 1/6/2012

B
New York 1/6/2012

B
District of Columbia 1/6/2012

B
North Carolina 1/6/2012

IA
District of Columbia 1/6/2012

IA
North Carolina 11/21/2017

B
Florida 1/6/2012

B
North Dakota 5/4/2015

B
Georgia 1/6/2012

B
Ohio 1/6/2012

B
Illinois 1/6/2012

B
Oklahoma 1/6/2012

B
Indiana 1/6/2012

B
Oregon 1/6/2012

B
Iowa 1/6/2012

B
Pennsylvania 1/6/2012

B
Kansas 1/6/2012

B
Rhode Island 1/6/2012

B
Kentucky 1/6/2012

B
South Carolina 1/6/2012

B
Louisiana 1/6/2012

B
South Dakota 5/4/2015

B
Maryland 1/6/2012

B
Texas 1/6/2012

IA
Maryland 1/6/2012

IA
Texas 3/17/2016

B
Massachusetts 1/6/2012

B
Utah 1/6/2012

B
Michigan 1/6/2012

B
Vermont 3/19/2012

B
Minnesota 1/6/2012

B
Virginia 1/6/2012

B
Mississippi 1/6/2012

B
Washington 1/6/2012

B
Missouri 1/6/2012

B
West Virginia 1/6/2012

B
Montana 1/6/2012

B
Wisconsin 1/6/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9801 WASHINGTONIAN BLVD SUITE 700, GAITHERSBURG, MD 20878
Registered with this firm since 1/6/2012

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9801 WASHINGTONIAN BLVD SUITE 700, GAITHERSBURG, MD 20878
Registered with this firm since 1/6/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/05/2009 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) ROCKVILLE, MD
B
04/05/2002 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) ROCKVILLE, MD
B
11/14/1997 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.