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Susan Riley Ramirez
SUSAN ANN RECH, SUSAN RECH, SUSAN ANN RILEY, SUSAN ANN RILEY-HAYES, Susan Ramirez
CRD#: 2858986
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7840 Roswell Rd
Ste 405
Atlanta, GA 30350
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2008 (6 years)2 FIRMS2008 - Present (17 years)BSECURITIES AMERICA, INC. (CRD# 10205)2008 - 2010 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2008 - 2008 (<1 year)BSUNTRUST SECURITIES, INC. (CRD# 17499)1999 - 2001 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1999 - 1999 (<1 year)BHIBERNIA INVESTMENT SECURITIES... (CRD# 17526)1997 - 1999 (2 years)
Disclosure(s)
View By:
4/2/2020
Financial
Final
License(s)

State Registrations

B
Arizona 7/8/2009

B
Louisiana 7/13/2010

B
Colorado 1/3/2011

B
Michigan 3/1/2011

B
Connecticut 12/10/2008

B
New York 5/6/2008

B
Florida 2/4/2008

B
North Carolina 1/3/2011

IA
Florida 2/7/2024

B
Ohio 2/4/2008

B
Georgia 1/18/2008

B
Pennsylvania 2/4/2008

IA
Georgia 1/22/2008

B
South Carolina 2/4/2008

B
Illinois 3/14/2014

B
Tennessee 7/31/2023

IA
Illinois 3/17/2014

B
Texas 2/4/2008

B
Indiana 10/24/2024

IA
Texas 2/4/2008

B
Kentucky 11/14/2024

B
Virginia 11/21/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7840 Roswell Rd Ste 405, Atlanta, GA 30350
Cummings, GA
Registered with this firm since 1/22/2008

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7840 Roswell Rd Ste 405, Atlanta, GA 30350
Cummings, GA
Registered with this firm since 1/18/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/2008 - 11/30/2010 SECURITIES AMERICA, INC. (CRD#:10205) SANDY SPRINGS, GA
B
05/14/2008 - 07/31/2008 SECURITIES AMERICA, INC. (CRD#:10205) ATLANTA, GA
IA
12/19/2001 - 01/22/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
04/23/2001 - 01/22/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
08/26/1999 - 04/24/2001 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
07/07/1999 - 09/14/1999 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
05/30/1997 - 07/16/1999 HIBERNIA INVESTMENT SECURITIES INC. (CRD#:17526) NEW ORLEANS, LA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.