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Detailed Report
ANDREW RICHARD ARAMANY
DREW ARAMANY
CRD#: 2858919
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 224 VALLEY CREEK BLVD
EXTON, PA 19341
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - Present (19 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)1997 - 2003 (6 years)
License(s)

State Registrations

B
Alabama 1/5/2024
B
New Mexico 9/21/2017
B
California 1/24/2006
B
New York 4/28/2015
B
Colorado 1/4/2023
B
North Carolina 8/8/2011
B
Connecticut 2/13/2013
B
Ohio 4/13/2023
B
Delaware 7/27/2006
B
Oklahoma 1/28/2025
B
District of Columbia 9/30/2015
B
Pennsylvania 6/17/2005
B
Florida 6/25/2009
IA
Pennsylvania 6/24/2010
B
Georgia 2/29/2016
B
Puerto Rico 8/10/2021
B
Illinois 7/23/2014
B
South Carolina 1/27/2015
B
Maine 10/2/2023
B
Tennessee 10/18/2018
B
Maryland 2/5/2008
IA
Texas 4/16/2008
B
Massachusetts 7/19/2012
B
Texas 3/10/2020
B
Missouri 7/28/2017
B
Virginia 2/1/2011
B
Nevada 12/7/2023
B
West Virginia 9/12/2023
B
New Hampshire 11/1/2021
B
Wisconsin 9/30/2015
IA
New Jersey 9/9/2005
B
Wyoming 10/22/2019
B
New Jersey 4/24/2007

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
224 VALLEY CREEK BLVD, EXTON, PA 19341
Downingtown, PA
Registered with this firm since 9/9/2005
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
224 VALLEY CREEK BLVD, EXTON, PA 19341
Downingtown, PA
Registered with this firm since 6/17/2005
Previous Registration(s)
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B
 07/21/2003 - 06/01/2005 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 07/21/2003 - 06/01/2005 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 03/12/1997 - 07/11/2003 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.