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Detailed Report
RODNEY ALAN CUPP
ROD A CUPP, RODNEY A CUPP
CRD#: 2858488
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 114 W MAIN STE B
WAUNAKEE, WI 53597
CETERA ADVISOR NETWORKS LLCCRD#: 13572 114 W MAIN STE B
WAUNAKEE, WI 53597
Registration History
199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (12 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1997 - 2013 (15 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1997 - 2002 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (10 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - 2013 (6 years)
License(s)

State Registrations

B
Arizona 1/10/2025
B
Ohio 7/1/2015
B
California 1/27/2021
B
Oregon 5/8/2018
B
Colorado 10/4/2018
B
Pennsylvania 1/2/2013
B
Florida 1/9/2019
B
Texas 1/5/2017
B
Illinois 1/2/2013
IA
Texas 6/29/2023
B
Iowa 1/2/2013
B
Vermont 6/18/2020
B
Minnesota 1/2/2013
B
Wisconsin 1/2/2013
B
North Carolina 3/30/2015
IA
Wisconsin 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
114 W MAIN STE B, WAUNAKEE, WI 53597
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
114 W MAIN STE B, WAUNAKEE, WI 53597
Registered with this firm since 1/2/2013
Previous Registration(s)
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IA
 01/02/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 05/18/2006 - 01/03/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) MIDDLETON, WI
B
 12/24/1997 - 01/03/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MIDDLETON, WI
B
 12/24/1997 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.