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ATHOL JOE BIAS JR
ATHOL J (JR) BIAS
CRD#: 2858376
IA
B
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 115 Main Street
Castalia, OH 44824
Castalia, OH 44824
B. RILEY WEALTH MANAGEMENTCRD#: 2543 115 Main Street
Castalia, OH 44824
Castalia, OH 44824
0
Disclosures
27
Years of Experience
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State Registrations
B
Arizona 5/23/2017
B
Ohio 3/1/2007
B
Florida 3/1/2007
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Ohio 8/18/2022
B
Idaho 7/14/2015
B
Oregon 7/7/2020
B
Iowa 4/11/2024
B
South Carolina 2/27/2008
B
Kentucky 11/1/2023
B
Tennessee 1/27/2021
B
Michigan 12/10/2024
B
Texas 3/1/2010
B
Missouri 12/6/2021
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Texas 8/19/2022
B
North Carolina 12/6/2021
SRO Registrations
B
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Registered with this firm since 8/18/2022
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Registered with this firm since 3/1/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2007 - 12/31/2022 | SANDUSKY, OH | |
IA | 01/04/2005 - 03/01/2007 | SANDUSKY, OH | |
B | 01/03/2005 - 03/01/2007 | SANDUSKY, OH | |
IA | 08/04/1998 - 01/06/2005 | SANDUSKY, OH | |
B | 05/09/1997 - 01/06/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.