• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBERT VICTOR DEVOE
ROBERT DEVOE, Robert Victor Devoe
CRD#: 2857536
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 11943 EL CAMINO REAL STE 120
RYAN PLAZA
SAN DIEGO, CA 92130
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 11943 EL CAMINO REAL STE 120
RYAN PLAZA
SAN DIEGO, CA 92130
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2009 (<1 year)3 FIRMS2010 - 2021 (10 years)2 FIRMS2022 - Present (2 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2007 - 2008 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)1997 - 2006 (9 years)
Disclosure(s)
View By:
12/15/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/8/2025

B
New York 12/2/2024

B
Arizona 9/23/2022

B
Oregon 12/2/2024

B
California 2/1/2022

B
Pennsylvania 3/1/2024

IA
California 3/10/2022

B
Tennessee 3/25/2023

B
Colorado 12/6/2022

B
Texas 9/29/2023

B
Florida 3/1/2024

IA
Texas 1/12/2024

B
Hawaii 8/21/2024

B
Utah 7/21/2023

B
Illinois 12/2/2024

B
Vermont 7/21/2023

B
Indiana 8/21/2024

B
Virginia 7/21/2023

B
Nevada 9/23/2022

B
Washington 12/6/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
11943 EL CAMINO REAL STE 120 RYAN PLAZA, SAN DIEGO, CA 92130
Registered with this firm since 3/10/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
11943 EL CAMINO REAL STE 120 RYAN PLAZA, SAN DIEGO, CA 92130
SAN DIEGO, CA
Registered with this firm since 2/1/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/03/2010 - 04/20/2021 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) San Diego, CA
IA
08/03/2010 - 04/20/2021 TD AMERITRADE, INC. (CRD#:7870) San Diego, CA
B
08/03/2010 - 04/20/2021 TD AMERITRADE, INC. (CRD#:7870) San Diego, CA
IA
04/28/2009 - 07/21/2009 METLIFE SECURITIES INC. (CRD#:14251) JERSEY CITY, NJ
B
04/22/2009 - 07/21/2009 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
IA
07/14/2008 - 05/07/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) MALVERN, PA
B
07/14/2008 - 05/07/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) MALVERN, PA
B
08/02/2007 - 07/17/2008 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) EDGEWATER, NJ
IA
04/27/2007 - 05/11/2007 PNC INVESTMENTS (CRD#:129052) CRESSKILL, NJ
B
04/19/2007 - 05/11/2007 PNC INVESTMENTS (CRD#:129052) CRESSKILL, NJ
B
08/26/1997 - 12/04/2006 TD AMERITRADE, INC. (CRD#:7870) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.