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MICHAEL BLAKE ONIEAL
CRD#: 2856959
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1416 W JACKSON ST
MUNCIE, IN 47303
MUNCIE, IN 47303
CETERA ADVISORS LLCCRD#: 10299 1416 W. Jackson Street
MUNCIE, IN 47303
MUNCIE, IN 47303
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Colorado 9/8/2022
B
New York 9/8/2022
B
Florida 9/8/2022
B
North Carolina 9/8/2022
B
Georgia 9/8/2022
B
Ohio 9/8/2022
IA
Indiana 11/12/2020
B
Pennsylvania 2/7/2025
B
Indiana 9/8/2022
B
South Carolina 9/8/2022
B
Kentucky 9/8/2022
B
Tennessee 9/8/2022
B
Missouri 4/8/2025
B
West Virginia 12/3/2024
B
New Jersey 9/8/2022
SRO Registrations
B
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B
Registered with this firm since 9/8/2022
IA
Registered with this firm since 11/12/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/02/2010 - 09/08/2022 | MUNCIE, IN | |
IA | 07/02/2012 - 11/12/2020 | Muncie, IN | |
IA | 11/02/2010 - 08/10/2012 | MUNCIE, IN | |
IA | 01/01/2008 - 11/11/2010 | MUNCIE, IN | |
B | 01/01/2008 - 11/11/2010 | MUNCIE, IN | |
B | 04/16/1997 - 01/03/2008 | MUNCIE, IN | |
IA | 10/06/1999 - 01/01/2008 | MUNCIE, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.