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Detailed Report
GREGORY L GUTIERREZ
GREGORY LOUIS GUTIERREZ, G LOUIS
CRD#: 2856957
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 W COLORADO BLVD STE 390
[LC-RBO]
PASADENA, CA 91105
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (8 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2000 (3 years)
License(s)

State Registrations

B
Arizona 12/3/2009
B
Montana 1/31/2020
B
California 12/3/2009
B
Nevada 2/13/2020
IA
California 12/8/2009
B
New Mexico 8/8/2022
B
Colorado 1/31/2020
B
New York 1/31/2020
B
District of Columbia 8/14/2024
B
North Carolina 9/6/2017
B
Florida 1/28/2010
B
Oregon 12/3/2009
B
Georgia 1/31/2020
B
South Carolina 9/29/2023
B
Hawaii 12/3/2009
B
Tennessee 5/24/2024
B
Idaho 10/13/2021
B
Texas 6/1/2017
B
Illinois 6/28/2013
IA
Texas 6/7/2017
B
Kentucky 8/4/2022
B
Utah 2/6/2020
B
Maryland 11/7/2024
B
Virginia 4/20/2022
B
Michigan 1/19/2023
B
Washington 1/31/2020
B
Minnesota 1/31/2020
B
West Virginia 2/1/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
Registered with this firm since 12/8/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 W COLORADO BLVD STE 390 [LC-RBO], PASADENA, CA 91105
Registered with this firm since 12/3/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 12/18/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LOS ANGELES, CA
B
 06/01/2009 - 12/18/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LOS ANGELES, CA
IA
 11/23/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 11/03/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
B
 03/13/1997 - 11/15/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.