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Detailed Report
SERGIO JAVIER TELLO
CRD#: 2855867
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 750 WALKER RD
GREAT FALLS, VA 22066
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1999 (2 years)2 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - Present (15 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2000 - 2001 (<1 year)
License(s)

State Registrations

B
California 9/22/2020
B
New York 8/29/2019
B
District of Columbia 12/11/2009
B
North Carolina 9/7/2023
B
Florida 1/20/2011
B
South Carolina 6/3/2024
B
Illinois 3/15/2021
B
Tennessee 8/9/2023
B
Maine 12/11/2009
B
Texas 12/23/2015
B
Maryland 12/11/2009
IA
Texas 12/28/2015
IA
Maryland 12/11/2009
B
Virginia 12/11/2009
B
Massachusetts 5/10/2019
IA
Virginia 10/7/2010

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
750 WALKER RD, GREAT FALLS, VA 22066
BETHESDA, MD
Registered with this firm since 12/11/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
750 WALKER RD, GREAT FALLS, VA 22066
BETHESDA, MD
Registered with this firm since 12/11/2009
Previous Registration(s)
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IA
 09/24/2002 - 12/15/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ROCKVILLE, MD
B
 03/26/2002 - 12/15/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ROCKVILLE, MD
B
 10/23/2000 - 02/21/2001 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
 03/26/1997 - 07/28/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 03/26/1997 - 07/28/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.