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LORI ANNE PETTYJOHN
CRD#: 2855298
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 806 GREEN VALLEY RD STE 100
GREENSBORO, NC 27408
Registration History
2002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2003 - 2003 (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 19616)2002 - 2003 (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)2001 - 2002 (<1 year)
License(s)

State Registrations

B
California 12/3/2018

B
New York 4/19/2011

B
Colorado 4/19/2011

B
North Carolina 7/1/2003

B
Florida 4/19/2011

IA
North Carolina 8/30/2011

B
Georgia 4/19/2011

B
South Carolina 4/19/2011

B
Hawaii 5/9/2019

B
Tennessee 4/19/2011

B
Idaho 11/10/2020

B
Texas 2/15/2019

B
Kentucky 5/12/2023

IA
Texas 2/19/2019

B
Louisiana 4/19/2011

B
Utah 12/11/2015

B
Maryland 4/19/2011

B
Virginia 4/19/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
806 GREEN VALLEY RD STE 100, GREENSBORO, NC 27408
Greensboro, NC
Registered with this firm since 8/30/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
806 GREEN VALLEY RD STE 100, GREENSBORO, NC 27408
Greensboro, NC
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/28/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
06/15/2002 - 02/04/2003 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
11/29/2001 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.